Thursday, March 28, 2013

Hegel's Aesthetics

“The beauty of nature is beautiful only for another, i.e. for us, for it is the mind which apprehends beauty.” – Hegel[1]

                [1] G.W.F. Hegel, Aesthetics: Lectures on Fine Arts, [Fine Arts] Vol. 1, translated by T. M. Knox, (Oxford: Oxford University Press, 1998) pg. 123.

Ever existing within a hierarchical structure, for Hegel, beauty “begins as the beauty of nature.”[1] But what does it mean for beauty to begin in nature? For Hegel, the Concept is thrust completely and objectively into the brute material world. “The Concept immediately sinks itself so completely in objectivity that it does not itself appear as subjective ideal unity; on the contrary, it has altogether passed over soullessly into the material world perceived by the senses.” In this way, it is best to understand Hegel’s understanding of nature as the bottom level of Ideality, the material and complete objectivity of Idea. Here we can understand Hegel’s panlogism as the sinking of the Logos into nature. As Schwegler writes, “Nature is a Bacchantic God, uncontrolled by, and unconscious of, himself. It offers, then, no example of an intelligibly articulated, continuously ascendant gradation. On the contrary, it everywhere mingles and confounds the essential limits by intermediate and spurious products which perpetually furnishes instances in contradiction of every fixed classification.”[2]

On the extreme bottom level of this brute materiality we find purely mechanical and physical bodies which lack the complete articulation of the Concept. One particular characteristic of these bodies is their lack of animation and, similarly, their lack of parts. Hegel notes, “A metal, for example, is in itself a manifold of mechanical and physical qualities; but every tiny part of it possesses them in the same way.”[3] Moving upward along the natural hierarchy of bodies, Hegel places those higher natural objects which exist completely independently, yet come together into a system. Here Hegel has in mind the example of the solar system, with the sun existing entirely with itself, yet in relation to other bodies forming a complete system. “The sun, comets, moons, and planets appear, on the one hand, as heavenly bodies independent and different from one another; but on the other hand, they are what they are only because of the determinate place they occupy in a total system of bodies.”[4] Finally, third, we see the most Ideal form of natural existence, namely that of life. “Dead, inorganic nature is not adequate to the Idea, and only the living organism is an actuality of the Idea.”[5] Moreover, Hegel gives three qualifications for how this ought to be understood. First, in organic unity that is living, the Concept is manifested as something real; second, there is a negation of the real in it being subject to the Concept; and third, there is an infinite form which has the ability and power to maintain itself in organic content.[6]
The best and most ideal manifestation is found in human life. In the human person, the idea of the body and the idea of the soul are unified and indentified in a deep and negated manner. The body is animated by the soul in a manner where the body and its members exist as the systematic articulation of the Concept. In the body, the universal and the particular are articulated in unity. Hegel writes, “…so life too is to be known only as the unity of soul with its body. The subjective as well as the substantial unity of the soul within the body itself is displayed…”[7] In the human person, the singular self is articulated in unity with the body. Hegel presents an interesting argument for this mediation by appealing to the natural ability to feel or be touched. “It [physical feeling] permeates every member, is all over the organism in hundreds and hundreds of places, and yet in the same organism there are not many thousands of feelers; there is only one self that feels.”[8] This is an interesting insight into the unity that is found in the human person. It demonstrates, for Hegel, the unity that is found in the body and the soul. Hence, the Concept clearly manifests itself in a more perfect manner in the human than can be found in lower natural objects.

 It is here, in Hegel’s appreciation of the unity of the human person that we begin to discover his role for natural aesthetics. Hegel writes, “…life in nature is beautiful because truth, the Idea in its earliest natural form as life, is immediately present there in an individual and adequate actuality.”[9] This is interesting because in this passage Hegel explicitly ties together the idea of the beautiful to the notion of truth. Hegel argues that beauty in nature is understood in relation to a mind which can apprehend beauty. In this sense, beauty is something apprehended by a mind which can appreciate the appearance of the beautiful. “The beauty of nature is beautiful only for another, i.e. for us, for the mind which apprehends beauty.”[10] Nevertheless, this type of beauty, because it is material, (and not a creation for Hegel) is not produced to be beautiful, but merely appears beautiful to the mind. He writes, “Yet, because of this purely sensuous immediacy, the living beauty of nature is produced neither for nor out of itself as beautiful and for the sake of a beautiful appearance.”[11] In this regard, natural beauty, for Hegel, will never raise to the aesthetical value we find in fine art, which has its sole existence as dependent upon its creation to be beautiful.

Similar to beauty requiring a relation to a mind, Hegel argues that from this perspective, at least for natural things, beauty is not within the natural object itself, but merely the subjective consideration of the object. In this way, Hegel envisions the apprehension of the beautiful in nature as the cognitive consideration of the object as beautiful. Hence, we see Hegel trying to avoid two polar opposites. In arguing that beauty in natural objects is found in the mind’s apprehension, that is, it’s guiding thought of an object, he avoids presenting an aesthetics which is purely perception based.[12] A perception based aesthetics would have to admit either an intrinsic beauty to the natural object (which would violate Hegel’s view of nature as brute objective materiality) or he would have to admit beauty was unrelated to ideality, but mere sense appreciation (which would violate Hegel’s idealism as well as his notion of the human person as united soul and body). Hegel explains that nature displays “…the Concept and the Idea, [which] is to be called beautiful; this is because when we look at natural forms that accord with the Concept, such a correspondence with the Concept is foreshadowed; and when we examine them with our senses the inner necessity and the harmony of the whole articulation is revealed to them at the same time. The perception of nature as beautiful goes no further than this foreshadowing of the Concept.” [13]This is the best nature can provide for aesthetics. In holding natural objects up against the idea of the beautiful, the mind is able to appreciate nature as beautiful.

Nevertheless, what accounts for even this appreciation of the beautiful? Here Hegel articulates the beautiful as that which is harmonious. Hegel writes, “The form of natural beauty as an abstract form…regulates the external manifold in accordance with this its determinacy and unity which, however, does not become imposed on the external. This sort of form is what is called regularity and symmetry, then conformity to law, and finally harmony.”[14] It is not important for our discussion to go into detail over regularity, symmetry, or conformity to law, however it will prove helpful to uncover more about how Hegel understands harmony.

Hegel defines harmony as “…a relation of qualitative differences, and indeed of a totality of such differences, a totality grounded in the essence of the thing itself.”[15] In other words, Hegel argues that the qualitative differences of a particular sensuous material assert themselves as a “congruous unity” which demonstrates itself in all its particularity, yet united into a congruous whole. It is this congruity which is harmony. The united whole of all the particularities of the natural object present a pleasing whole which compliments each other. Here Hegel gives the example of the human person, in the “case with harmony of the human figure, its position, rest, movement etc. Here no difference may come forward one-sidedly by itself, or otherwise the harmony is disturbed.”[16] It is in the interplay between the particularity of a natural object’s qualitative differences and the essence of the thing itself which accounts for harmony.

Finally, it is necessary to conclude with an analysis of what Hegel understands to be the deficiency of natural beauty. Hegel problematizes such deficiency aptly in his question, “why is nature necessarily imperfect in its beauty, and what is the origin of this imperfection?”[17] Ultimately the answer to this question will include the fact that the beauty of art is a reality more adequate to the Idea of beauty, but why?

Hegel argues that the Idea is always instantiated into a complete subjective individuality.[18] In the natural world this is realized through what he calls, immediate natural objects, that is, particularized objects of life. Hegel argues that humans represent the highest spiritual form of immediate natural objects, as the human person has an inner life which is projected through their physical manifestation.[19] Nevertheless, even in the human person there are three reasons for why there is a deficiency within natural beauty that is reconciled in the aesthetics of art. First, Hegel argues that nature is limited by its very materiality, more specifically, through an individual necessarily participating in its species. Hegel notes, “Every single animal belongs to a determinate and therefore restricted and fixed species, beyond the limits of which it cannot step.”[20] Here Hegel seemingly argues that the limitedness of belonging to a species somehow limits the “vision of independence” that is a requisite for genuine beauty. Yet, it must be said that this argument, as presented in its specific form, leaves much to be desired. One might ask, why does the existence of species have an inverse relationship on freedom? It would seem the only manner in which such an inverse relationship could occur would be within a view of freedom which is libertarian based, a view seemingly at odds with other comments Hegel makes on freedom.

The second argument for why natural beauty is less than the genuine beauty found in art is based on the physicality of the human person. Within the human person, Hegel notes that humans present their negative and impoverished feelings manifest in a very physical manner as they age and go through life’s unpleasant experiences. Hegel writes, “So there are worn faces on which all the passions have left the imprint of their destructive fiery; others afford only the impression of their inner coldness and superficiality; others again are so singular that the general type of features has almost entirely disappeared.”[21] The major thrust of Hegel’s argument here seems to be that these negative effects of the passions onto the human person reflect an “inherently unfree particularity.” Similar to the above argument, it is hard to make logical sense of Hegel’s argument, nor is it that convincing. One might ask again, why does the mere fact that the passions intertwine with the human person’s materiality speak to limitedness in freedom? Especially given that, as he argues, all ideality is particularized and that it is actually spiritually good that there is a substantial unity between body and soul.

The third argument Hegel puts forward is based on the finiteness of life. Hegel writes, “For the Concept, and, more concretely still, the Idea, is inherently infinite and free.”[22] Here the juxtaposition is between animality which is finite, and Idea which is infinity and freedom. This argument, I think, best articulates the driving force behind the critique that runs through all his arguments. For Hegel, the finiteness of human life or of life in general, is by definition a limiting force on spirit. The Concept is manifested in the natural world, but in a very limited and unfree manner. The limitedness of space and temporality shackles the infinite and free desire for the spirit, and hence no natural object can ever live up to the beauty we find in a subjective creation such as fine art. For Hegel, fine art represents freedom and infiniteness in its best and truest form. It owes its existence purely for the sake of beauty. It is a physical or musical representation of the inter-subjectivity of the self, disclosing spirit out of the limitedness of the person. In its creation, it presents itself juxtaposed to natural objects as rising above them, expressing a more primordial freedom in which the spirit finds its more natural home. For Hegel, this could never occur in the realm of natural objects, they are too restricted in their materiality, and lack the inter-subjective play shown in the creation of art.



               
                [1] Hegel, Fine Arts, pg. 116.
               
                [2] Albert Schwegler, A History of Philosophy, translated by Julius Seelye, (Stockton, CA: University Press of the Pacific, 2010) pg. 332. Also see: Edward Douglas Fawcett, “From Berkeley to Hegel,” The Monist 7 (October, 1896): 41-81.
                [3] Hegel, Fine Arts, pg.  116.
               
                [4] Ibid, pg. 117.
               
                [5] Ibid, pg. 118.
               
                [6] Ibid.
 
                [7] Hegel, Fine Arts, pg. 119.
               
                [8] Ibid.
               
                [9] Ibid, pg. 123.
 
                [10] Ibid.
 
                [11] Ibid.
                [12] Hegel, Fine Arts, pg. 128.
               
                [13] Ibid, pg. 130.
                [14] Hegel, Fine Arts, pg.134.
               
                [15] Hegel, pg. 140.
               
                [16] Hegel, pg. 141.
               
                [17] Hegel, pg. 143.
               
                [18] Hegel, Fine Arts, pg. 143.
               
                [19] “The skin is not hidden by plant-like unloving coverings; the pulsating of the blood shows itself over the entire surface; the beating heart of life is as it were present everywhere over the body and comes out into appearance externally as the body’s own animation, as turgor vitae, as this swelling life.” Ibid, pg. 146.
               
                [20] Ibid, pg. 150.
               
                [21] Hegel, Fine Arts, pg. 151.
               
                [22] Ibid.

Natural Beauty for Thomas Aquinas

“Homo delectatur in ipsa pulchritudine sensibilium.” – Thomas Aquinas[1]

                [1] Thomas Aquinas, Summa Theologica [ST], 1, q. 91, a. 3, ad. 3. The Latin texts are from Opera omnia iussu impensaque Leonis XIII P. M. edita, t. 4-12: Summa theologiae Ex Typographia Polyglotta S. C. de Propaganda Fide, Romae, 1888-1889. English translations are from Summa theologica (New York: Benziger, 1946). 

There is a long and convoluted history to Thomas Aquinas’ philosophy of beauty. No more is this seen then in the debate on whether or not, according to Thomas, beauty should be understood as a transcendental.[1] On both sides of the debate, we can find well respected Thomists, each citing their own passages from Thomas which, they believe, solidify their argument. What is the source of such disagreement and divergence? Ultimately, the source of such disagreement can be found in the ambiguity within the Thomistic corpus. Thomas does not thematize beauty in the way that later philosophers will.[2]While he does discuss beauty, it is never the subject of direct discussion on its own; it always comes into the debate implicitly, in answer to a different question. Nevertheless, even with these given limitations, Thomas does have something to say about beauty which deserves attention.
Perhaps his most famous line about beauty is “pulcha sunt quae visa placent.”[3] In this statement we begin to understand the foundation upon which Thomas understands beauty, namely as a relation and a visio.[4]For Thomas, beauty in things is something which is apprehended through sight, that is, through a relationship between the knower (i.e. the intellect) and the thing (res).[5]Nevertheless, following Thomas’ own definition of beauty, we are left not with the essence of beauty, but rather its effect on the knower.[6]For this reason, some have contended that Thomas’ philosophy of beauty is an early form of subjectivism, as it seems that beauty is merely found in the intellect’s visio to some object.[7] Thomas may have been reacting against the more Augustinian views of beauty which were completely objective.[8]Yet, it would be incorrect to interpret Thomas as holding a purely subjectivist understanding of beauty, as he holds that there are three determinate criteria in which beauty exists in an object. These criteria are: claritas, integritas, andproportio. Thomas writes, “Ad pulchritudinem tria requiruntur. Primo quidem integritas sive perfectio: quae enim diminuta sunt, hoc ipso turpia sunt. Et debita proportio sive consonantia. Et iterum claritas; unde quae habent colorem nitidum, pulchra esse dicuntur.”[9]Hence, it would be wrong to argue that Thomas understood beauty as either completely subjective or objective, but rather encompassing both. As Aidan Nichols writes, “Yes, the beautiful is constituted by an intentional relation between the knowing subject and the reality in question. But the reality in question possesses a structure of such a kind that integral elements therein offer themselves for the contemplation that delights. Yes, there must be subjective visualization, but objective conditions must also be met if the beautiful is to be.”[10] This seems to be partially the reason behind Thomas’ insistence that the apprehension of beauty is an act of the intellect.
Thomas writes, “Pulchrum autem respicit vim cognoscitivam; pulchra enim dicunter quae visa placent.”[11]In other words, there is a direct relationship between the apprehension of the beautiful and the act of the intellect in knowing. He continues in another place, “…pulchrum autem dicatur id cuius ipsa apprehensio placet.”[12]What is important to note here is Thomas’ use of apprehensio, which seemingly ties the appreciation of the beauty of an object to the inquiry of the mind. As Umberto Eco writes, “It [apprehensio] may therefore be defined as a kind of seeing or looking which is mediated by the senses but is of an intellectually cognitive order, and which is both disinterested and yet produces a certain kind of pleasure.”[13] Here we can see a possible connection between the intellect’s ability to know things through intellectus as opposed to ratio. Thomas argues in his Questiones Disputate de Veritate that the human mind is capable of a discursive reasoning which is accomplished through ratio but also a more simple knowledge which is apprehended through a “spiritual vision,” and hence more closely related to how higher spiritual substances know.[14]Here the human mind passively receives from the object itself, and hence the object acts on the knower, as opposed to the knower acting on the object. This seems to be the epistemological basis upon which beauty can be ordered to the intellect. The intellect, while at rest, passively receives and apprehends the beauty of the natural object through a “spiritual vision” of the intellectus. For this reason, Thomas always correlates beauty as something known by the intellect, and as properly ordered toward the mind through a visio. The apprehension of beauty is not a discursive analysis, but a receptive vision of the object through the intellect. Yet, what does the intellect see in the object which apprehends beauty?
Here Thomas argues that “ergo dicendum quod pulchrum et bonum in subiecto quidem sunt idem, quia super eandem rem fundantur, scilicet super formam, et propter hoc, bonum laudatur ut pulchrum. Sed ratione differunt.”[15] But what does it mean that pulchrum and bonum are idem? Thomas argues that on a fundamental level, goodness and beauty are the same, but ordered, on a logical level, to different ends. Where goodness is ordered to the will, beauty is ordered to the intellect, more specially, the intellect as apprehending the form of the object.[16] For this reason, we can understand the beautiful as the intellect ordered toward the goodness in an object. Here, however, is also where there can be confusion. If goodness is ordered to the will, and the intellect to truth, than what does it mean to say that beauty is seen as the intellect ordered to goodness? It is an awkward idea on the surface, but it makes sense if we understand the form of an object as the terminus for the intellect and the holder of the good of the object. If the formal cause of a natural object is the foundation of beauty in an object, then the apprehension of the form through intellectus, a passive “spiritual vision” of the form, makes sense; in which case we can rightfully say that the apprehension of beauty is the intellect (intellectus) ordered to the goodness (causae formalis) of a particular natural object.[17]In this regard, beauty seemingly shares a function with intentionality, which too operates as a “bridge” between the will and the intellect.
Above we mentioned that Thomas argues that the objective form of beauty consists of claritas, integritas, and proportio. If we understand Thomas as presenting a view of natural beauty which is both subjective and objective, than we can understand Thomas as arguing that these three criteria are found in the form of an object (the objective), yet in relationship with its particularities (the subjective). If we understand the foundation of the objective beauty in a natural object to be the form, than the claritas ought to be understood as the communicability of the form to the intellect which apprehends.[18]Moreover, integritas is related to perfection, as to entirety and wholeness of the integrity of its parts. Thomas writes, “Prima quidem perfectio est, secundum quod res in sua substantia est perfecta. Quae quidem perfectio est forma totius, quae ex integritate partium consurgit.”[19] Hence, we can understand integritas as the perfection and wholeness of the form coming forth from the object. Finally, proportio can relate to many different aspects of Thomas’ understanding of beauty, besides the fact that the entire notion of beauty as apprehended to an intellect already entails that beauty is itself a proportion. There are at least six various uses of proportion that Thomas uses that could be accounted for in his discussion of beauty. Nevertheless, one in particular seems especially helpful for our discussion, namely his connection between proportion and harmony. Thomas discusses harmony and proportion most especially in connection to music.[20]He writes, “Et dicit quod cum symphonia, id est vox consonans et proportionate, sit vox quaedam, et vox quodammodo sit idem quod auditus, et symphonia sit quaedam proportio, necesse est quod auditus sit quaedam proportio.”[21] This passage is interesting because it entails the relationship between proportion and the senses, the same type of proportion that occurs in beauty. Hence, we can understand proportion as a sort of harmony that exists within the object itself, yet also in relation to sense knowledge, that is, in relation to a mind.







[1] For example, see Kovach’s critique of Gilson in: Francis J. Kovach. Norman: University of Oklahoma Press, 1974. And cf with: Marie-Dominque Philippe, L'activité artistique, Volume 2, pages 246-295 (Paris: Beauchesne, 1970).

[2] Peter Haidu has an interesting article on the juxtaposition between medieval aesthetics and modernity in:, Vol. 92, No. 5, Comparative Literature (Dec., 1977), pp. 875-887.

[3] ST, I, q. 5, a. 4, ad. 1.

[4] “Unde pulchrum in debita proportione consistit, quia sensus delectatur in rebus debite proportionatis, sicut in sibi similibus; nam et sensus ratio quaedam est, et omnis virtus cognoscitiva.”ST, I, q. 5, a. 4, ad. 1.

[5] This intentionally mirrors the process of intellection, namely the adequation between the intellect and the thing known. We will explore this relationship (between the act of knowing and the act of apprehending beauty) below.

[6] See Umberto Eco’s Aesthetics of Thomas Aquinas, pg. 57. While there is much to be desired in Eco’s work, he does present a reasoned appreciation of Thomas’ understanding of beauty as visio. Also see: Umberto Eco, Art and Beauty in the Middle Ages, (New Haven, CT: Yale University Press, 2002). For an excellent critique of this work see: Michael Morris, “Umberto Eco Art and Beauty in the Middle Ages,” Book Review, The Thomist 52, 1 (January 1988), pp 181-183.

[7] M. de Munnynck represents the most universally recognized subjectivist interpretation of Thomas’ visio. See his classical work:“L’esthetique de Saint Thomas d’Aquin,” in Auctores Varii, S. Tommaso d’Aquino (Milan, 1923).

[8] Augustine writes. “Si prius quaeram utrum ideo pulchra sint quia delectant; aut ideo delectent quia pulchra sunt; hic mihi sine dubitatione respondebitur, ideo delectare quia pulchra sunt.” De Vera Religione.

[9] ST I, q. 39, a. 8c.

[10] Aidan Nichols, Redeeming Beauty, (London: Ashgate Publishing, 2007), pg. 13.

[11] ST, I, q. 5, a. 4, ad. 1.

[12] ST, I-II, q. 27, a. 1, ad. 3.

[13] Umberto Eco, Aesthetics of Thomas Aquinas, pg. 58.

[14] Q.D. de Veritate, 15, I. Josef Pieper has an excellent treatment of the intellectus/ratio distinction in his work, Leisure, the Basis of Culture, (New York: Ignatius Press, 2009), esp. pg. 29.

[15] ST I, q. 5, a. 4, ad. 1.

[16] ST I, q. 5, a. 4, ad. 1. “Et quia cognitio fit per assimilationem, similitudo autem respicit formam, pulchrum proprie pertinet ad rationem causae formalis.”

[17] At this point it would be possible to go into the long and convoluted history of the debate as to whether or not beauty is a transcendental; however this would be a divergence from our main point. Briefly, some argue that because beauty and goodness are fundamentally the same, and because goodness is a transcendental, logically this would entail beauty as a transcendental as well. However, others, citing Thomas’ list of transcendentals at the beginning of de Veritate (where beauty is not listed), argue that beauty only makes sense as a product of goodness in relation to a mind, and therefore should not be convertible with being. For the purposes of this work we will not be engaging this problem directly; however it is beneath many of our observations.

[18]Umberto Eco, Aesthetics of Thomas Aquinas, pg. 119.

[19] ST I, q. 73, a. 1c.

[20] For medieval musical theory see: Richard Pastell. “Medieval Art and the Performance of Medieval Music.” Early Music, Vol. 15, No. 1 (Feb., 1987), pp. 56-68.

[21] Commentary on De Anima, III, 2, 597.